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D-9.2, r. 14.1 - Regulation respecting the compulsory professional development of financial planners

Section 16
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16. The Authority recognizes a training activity if it enables the following skills and competencies to be developed:
(1)  development and betterment of a comprehensive and integrated vision of personal financial planning;
(2)  acquisition, comprehension and application of theoretical and technical knowledge in the areas related to personal financial planning; and
(3)  acquisition, comprehension and application of theoretical and technical knowledge in subjects pertaining to compliance with standards, ethics and business conduct.
However, the Authority does not recognize activities pertaining to the sale of specific financial products or services, including securities.
M.O. 2011-07, s. 16.
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